For CA firms, auditors and consultants
One account for every client you act for.
Each client is its own organisation in your account, with its own rulebook, calendar and audit pack.
How the figures in this picture were worked out
The organisation is Meridian Capital Finance, one of three fictional sample organisations in the demo. The names of people and the organisation are invented. The rules engine places it as a Base Layer NBFC of Rs 500 crore and above with digital lending, which brings four rulebooks and 103 obligations. Two sample documents were uploaded and checked, which gave 11 covered, 34 partly covered and 58 missing, with 8 items where the checks disagreed. The dates come from the DPDP commencement notification. Nothing in the picture was typed in by hand.
How a firm uses it
Set a client up. Hand them the year. Walk in with the pack.
- 1
Set a client up in a few plain questions
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What they do, their licences, their size. The rulebooks that apply appear as you answer, each with the clause that says so. Three sample organisations are there to compare against.
- 2
Hand them a year, with their policies drafted
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AuditSahi drafts the policies each client's rulebooks ask for, each paragraph citing its clause, for the client to approve. Then duties with owners and dates, and documents to gather. Your firm reviews the calendar and the verdicts and rules where the checks disagree.
- 3
Walk into the audit with the pack
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Every answer in the pack traces to a clause and to a document. Approvals carry the approvers, the date and the meeting. That is what an auditor asks for first, and it is already there.
- Meridian Capital FinanceNon-deposit taking NBFC, digital lending, Rs 640 crore103 obligations
- Kestrel SecuritiesStockbroker and depository participant105 obligations
- Anantara Insurance BrokingComposite insurance broker, takes card payments200 obligations
Where these counts come from
Three fictional organisations make up the demo. The counts come from the rules engine for each sample profile, and voluntary standards are shown but not counted.
What each client gets
The same product, per client.
Its own rulebook
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The instruments and tiers that apply to that client, with the clause that puts them there, and the obligations under each.
Its own calendar
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Fixed dates from the regulator's own documents, and every recurring duty with its frequency, owner and next due date.
Its own documents and verdicts
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What has been uploaded, what each document covers, and the items set aside for a person to decide.
Policies drafted for each client
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Up to eleven kinds of policy, drafted from the clauses that apply to that client, each paragraph citing its clause. Approvals recorded with the date and the meeting, every version kept.
Its own vendor questionnaires
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Built from the obligations that reach the client's vendors, with the answers and a risk rating on file.
Its own audit pack
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Printable the day anyone asks, with the evidence behind each answer.
The standards worth adopting next
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For each client, the voluntary standards worth adopting and why, such as ISO 27001, so the work done for the regulator also helps the client win larger customers.
Try it on the three samples first.
The demo opens on Meridian Capital Finance, with no account needed. Switch organisation from the sidebar to see how a different rulebook changes the year. When you create your own account, it starts empty, ready for your first client.